مدير الامتثال

· Develop, implement, and update the annual Compliance Monitoring Plan based on local regulations and company risk assessments.

· Monitor changes in laws and regulations issued by the Capital Market Authority (CMA), Dubai Financial Market (DFM), and other applicable UAE authorities; evaluate operational impact and lead necessary framework updates.

· Formulate, review, and maintain corporate compliance policies, including the Code of Conduct, Anti-Money Laundering (AML/CFT), Whistleblowing, and Conflicts of Interest policies.

· Maintain and monitor the company’s Insider List, enforcing blackout periods and managing clearance processes for board members and executives trading in company securities.

· Review and monitor Related Party Transactions (RPTs) to ensure proper board/shareholder approvals, transparency, and compliance with statutory thresholds.

· Assist in preparing the annual Corporate Governance Report for submission to the CMA and DFM and publication to shareholders.

· Support the Audit, Risk, & Compliance Committee by providing independent compliance updates, track mitigation actions, and highlighting emerging regulatory risks.

· Conduct periodic compliance reviews and risk assessments across operational and financial departments to verify adherence to regulatory requirements and internal controls.

· Oversee customer and third-party due diligence (KYC/AML), sanctions screening, and high-risk transaction reviews.

· Investigate potential compliance breaches, regulatory non-compliance incidents, or whistleblowing reports, recommending clear remediation actions to senior leadership.

· Serve as the primary liaison for regulatory bodies (CMA, DFM, ... ) during routine filings, inspections, inquiries, and audits.

· Provide clear regulatory advice and compliance sign-offs on new business initiatives, commercial contracts, corporate restructurings, and marketing materials.

Design and execute annual compliance and ethics training programs for employees, management, and board members to foster a strong compliance culture.

Job Details

Posted Date:

2026-08-27

Job Location:

United Arab Emirates - Dubai

Job Role:

Other

Preferred Candidate

Career Level:

Management

Nationality:

United Arab Emirates

Degree:

Bachelor's degree